Regulatory Updates

The world of insurance compliance regulation is ever-changing. But that’s no reason to fret. Keep up with regulatory updates here in our live feed. With relevant changes to licensing, appointments, continuing education rules, and more, you can take a proactive approach to maintaining your organization’s compliance requirements.

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February 18th, 2025
Effective:
February 14th, 2025
map-marker California
California Using CLS for Fingerprint Requirements
Posted February 17, 2025, California announced they will use Capital Live Scan (CLS) as the new fingerprinting vendor for resident license applicants. This change is effective immediately. Please follow the link below for more information. [California Resident Licensing Fingerprint Requirements](https://www.insurance.ca.gov/0200-industry/0200-prod-licensing/0100-applicant-info/0300-ca-fingerprint/)
Effective
February 18th, 2025
Effective:
February 14th, 2025
map-marker New Hampshire
New Hampshire Reminder Around Inquiry Timeframe
Posted February 14, 2025, New Hampshire posted a reminder that all entities must comply with department inquiries and investigations within 10 working days. Please see the attachment for more information.
Effective
February 14th, 2025
Effective:
February 14th, 2025
map-marker Maine
Maine Sends Notice to Verify DHS
Posted February 13, 2025, Maine sent out a notice reminding nonresident adjusters to verify their  Designated Home State (DHS) before the October renewal period. Maine will be reviewing the DHS during the renewal cycle, and if it is incorrect, your application may be rejected, and the fee will be retained.  Adjusters residing in states that do not license adjusters can select a Designated Home State (DHS). The DHS is the state in which the adjuster does not maintain their principal place of residence or business and qualifies for the license as if they were a resident.  A state whose laws permit a nonresident adjuster to designate that state as their home state will require the nonresident to qualify for the license as if the person were a resident.
Effective
February 14th, 2025
Effective:
March 14th, 2025
map-marker New York
New York Displays Company License Class on the PDB
Effective March 14, 2025, New York will start displaying the 'Company' license class on the Producer Database with the Federal Liability Retention Act Insurer line of business.
Effective
February 13th, 2025
Effective:
March 14th, 2025
map-marker Nebraska
Nebraska Rule Updates for Changing Residency
Effective March 14, 2025, Nebraska will be updating rules for applicants changing residency. - The applicant is exempt from the license exam if applying within 90 days of the cancellation of their former resident state's license - If the applicant holds an active nonresident NE license while applying for a resident NE license, the state will review
Effective
February 13th, 2025
Effective:
February 14th, 2025
map-marker New Mexico
New Mexico Implements New Transaction Type to Process Name Updates
Effective February 14, 2025, Alaska will implement a new transaction type to process Name Change (Demographics) updates.
Pending
February 13th, 2025
Effective:
March 14th, 2025
map-marker Illinois
Illinois Rule Updates for Changing Residency
Effective March 14, 2025, Illinois will be updating rules for applicants changing residency. - The applicant is exempt from the license exam if applying within 90 days of the cancellation of their former resident state's license - If the applicant holds an active nonresident IL license while applying for a resident IL license, the state will review
Effective
February 11th, 2025
Effective:
April 15th, 2025
map-marker New York
New York Excess Lines Cybersecurity Compliance Part 1
Posted on February 11, 2025, New York’s Excess Line Association sent out a bulletin reminding New York licensed excess lines brokers of the need to show compliance with cybersecurity regulations due no later than April 15, 2025.  Brokers must file either a Certificate of Compliance or an Acknowledgement of Noncompliance. Please see the attachment for more information.
Effective
February 10th, 2025
Effective:
March 12th, 2025
map-marker Colorado
Colorado Offers In-Person Investment Advisor Representative CE Courses
Posted on February 10, 2025, Colorado is offering in-person investment advisor representative CE courses on March 12, 2025. You can use the following hyperlink to sign up and for more information about the event. [Colorado Investment Advisor CE](https://securities.colorado.gov/information-on-new-iar-continuing-education-requirements-faqs?utm_medium=email&utm_source=govdelivery)
Effective
February 10th, 2025
Effective:
February 05th, 2025
map-marker Tennessee
Tennessee Requests all Non-Admitted Insurers To Submit via SLIP
Posted on February 5, 2025,  Tennessee requests all non-admitted insurers doing business in Tennessee to submit information through SLIP. SLIP is accessible at All non-admitted insurers currently in the SLIP system should have SLIP login credentials. Passwords can be reset on the SLIP login page if needed. New non-admitted insurers can register for a SLIP account on the SLIP login page. Please see the attachment for more information. 
Effective
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