Regulatory Updates

The world of insurance compliance regulation is ever-changing. But that’s no reason to fret. Keep up with regulatory updates here in our live feed. With relevant changes to licensing, appointments, continuing education rules, and more, you can take a proactive approach to maintaining your organization’s compliance requirements.

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March 17th, 2026
Effective:
May 01st, 2026
map-marker Nebraska
Nebraska Company Appointment Renewal 2026

Effective May 1, 2026, Nebraska company appointment renewal invoices will be available for payment from May 1, 2026, through July 31, 2026. The termination deadline is April 24, 2026. Invoice fees are based on the residency of the appointee, see below.

Pending
March 17th, 2026
Effective:
March 16th, 2026
map-marker Nebraska
Nebraska Physical Testing Agent Licensing

> Effective March 16, 2026, Nebraska will require all testing to be conducted at physical locations. Previously scheduled remote exams will still be honored; however, remote testing will no longer be available moving forward. Please see the attachment for additional details and a list of testing locations.

Effective
March 16th, 2026
Effective:
March 16th, 2026
map-marker Pennsylvania
Pennsylvania 2026 Eligible Surplus Lines Insurer List

Posted March 16, 2026, The Pennsylvania Surplus Lines Association (PSLA) published a full list of the eligible Surplus Lines Insurer list. Please see the attachment for more information.

Effective
March 16th, 2026
Effective:
June 08th, 2026
map-marker West Virginia
West Virginia 2026 Company Appointment Renews

Effective June 8, 2026, West Virginia appointment renewal invoices will be available for payment from June 8, 2026, through August 31, 2026. The termination deadline is May 31, 2026. The West Virginia state appointment renewal fee is $25.00 per individual per company. Please see the attachment for more information.

Pending
March 16th, 2026
Effective:
March 05th, 2026
map-marker Colorado
Colorado Revised Bulletin for Reporting and Paying Insurance Tax

Effective March 5, 2026, Colorado revised bulletin number B-2. 10. This bulletin provides surplus lines brokers and persons entering into an independent procurement for non-admitted insurance on reporting and paying insurance premium tax. Please see the attachment for more information. 

Effective
March 16th, 2026
Effective:
March 13th, 2026
map-marker New York
New York Penalties Waived for Tax Filing

On March 13, 2026, New York announced they will waive penalties for electronically filing tax statements through April 14, 2026, due to connection issues with the Department’s new system. Please see the attachment for more information. 

Effective
March 12th, 2026
Effective:
March 10th, 2026
N/A
NASAA Launches Comprehensive Online IAR Continuing Education Course Catalog

Posted March 10, 2026 – The North American Securities Administrators Association (NASAA) announced the launch of a public course catalog for investment adviser representatives (IARs) seeking to fulfill their continuing education (CE) requirements under NASAA’s IAR CE Model Rule. The course catalog is now live and available at iarce.nasaa.org. For more information about NASAA’s IAR CE program, please visit NASAA’s IAR CE webpage at nasaa.org/iarce.

Please see the following URL for more information about this catalog https://www.nasaa.org/80220/nasaa-online-iar-ce-course-catalog-launch/?qoid=current-headlines

Pending
March 12th, 2026
Effective:
March 06th, 2026
map-marker New York
New York Updated Excess & Surplus Lines Insurers List March 6, 2026

Posted March 6, 2026, New York added two new companies to the list of Excess & Surplus lines (E&S) insurers, maintained by the Excess Line Association of New York (ELANY). Please see the attachment for more information.

Effective
March 12th, 2026
Effective:
May 01st, 2026
map-marker Connecticut
Connecticut Announces 2026 Appointment Renewal Dates

Connecticut has announced 2026 Appointment Renewal Dates. Please see the attachment for more information

Pending
March 12th, 2026
Effective:
March 12th, 2026
map-marker New York
New York Updated Excess & Surplus Lines Insurers List March 12, 2026

Posted March 12, 2026, New York added a new company to the list of Excess & Surplus lines (E&S) insurers, maintained by the Excess Line Association of New York (ELANY). Please see the attachment for more information.

Effective
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