Regulatory Updates

The world of insurance compliance regulation is ever-changing. But that’s no reason to fret. Keep up with regulatory updates here in our live feed. With relevant changes to licensing, appointments, continuing education rules, and more, you can take a proactive approach to maintaining your organization’s compliance requirements.

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Publication Date
jurisdictions
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April 18th, 2025
Effective:
July 01st, 2025
map-marker Louisiana
Louisiana Company Appointment 2025 Renewals
Posted April 17, 2025, Louisiana appointment renewal invoices will be available for payment from July 1, 2025, through August 1, 2025. The termination deadline is June 27, 2025. A state charge of $100 per appointment renewal.
Pending
April 17th, 2025
Effective:
June 03rd, 2025
map-marker Maryland
Maryland Company Appointment 2025 Renewals
Posted April 17, 2025, Maryland appointment renewal invoices will be available for payment from June 3, 2025, through August 31, 2025. The termination deadline is May 24, 2025. The Maryland Motor Club Representative appointment renewal fee is $2.00 per appointment.
Pending
April 15th, 2025
Effective:
May 31st, 2025
map-marker Vermont
Vermont Company Appointment 2025 Renewals
Posted April 15, 2025, Vermont company appointment renewal invoices will be available for payment from June 3, 2025, through June 30, 2025 The termination deadline is May 31, 2025. The costs are broken down below.
Pending
April 14th, 2025
Effective:
April 14th, 2025
map-marker North Dakota
North Dakota Merging Securities Department and Insurance Department
Posted April 11, 2025, North Dakota is moving towards combining the [North Dakota Securities Department and the Insurance Department](https://www.insurance.nd.gov/news/governor-signs-bill-merging-insurance-and-securities-oversight-north-dakota?utm_medium=email&utm_source=govdelivery). This merger will: - Seek to simplify licensing/compliance - Efficient enforcement - Quicker resolution of fraud cases North Dakota will join 16 other states that have adopted this unified regulatory model. Please see the attachment for more information. 
Effective
April 14th, 2025
Effective:
April 11th, 2025
map-marker California
California Updates List of Approved Surplus Line Insurers April 11, 2025
Posted April 11, 2025, The Surplus Lines Association of California posted a bulletin that updated the List of Approved Surplus Line Insurers (LASLI) to reflect that: - Shield Indemnity Incorporated (Ohio) has been added to the LASLI effective April 10, 2025 The updated LASLI in its entirety is available on the [CDI website.](https://www.insurance.ca.gov/01-consumers/120-company/07-lasli/lasli.cfm)  Please see the attachment for more information. 
Effective
April 11th, 2025
Effective:
June 30th, 2025
map-marker Ohio
Ohio 2025 Appointment Renewal
Posted April 9, 2025, Ohio sent out a notice about the upcoming 2025 appointment renewal. - Any appointment that is active on June 30, 2025, will automatically be renewed effective July 1, 2025. A renewal invoice will be sent to the company in August 2025. The invoice will include the appointment renewal fees for all agent and agency appointments that were active as of June 30, 2025.  - All appointment termination requests must be completed before June 30, 2025. For more information please use the following URLs:  - [2025 Appointment Renewals](https://insurance.ohio.gov/agents-and-agencies/appointments/01-2025-appointment-renewals) - [2025 Ohio Agent/Agency Appointment Renewal](https://insurance.ohio.gov/home/news-and-events/all-news/01-2025-ohio-agent-agency-appointment-renewal)
Pending
April 10th, 2025
Effective:
April 11th, 2025
map-marker Utah
Utah Bulletin About Title Requirements
Posted April 10, 2025, Utah sent out a bulletin to remind title insurance producers and agencies of the requirements to keep licensed files updated with current information about DRLPs and Addresses.  The bulletin also includes reminders on how to reinstate an inactive license and special requirements for title insurance. Please see the attachment for more information. 
Effective
April 10th, 2025
Effective:
October 13th, 2024
map-marker Washington
Washington Security Division Rule Adoption
Effective October 13, 2024, Washington Security Division has adopted rules that add consistency with current federal law and FINRA rules, incorporate NASAA model rules, and clarified the current application filing procedures and registration requirements. Please use the following link for more [information](https://dfi.wa.gov/broker-dealer-rulemaking-chapter-460-20c-wac).
Effective
April 10th, 2025
Effective:
May 01st, 2025
map-marker Iowa
Iowa State and Federal Background Checks
Effective May 1, 2025, Iowa Insurance Division will begin requiring state and federal background checks for resident applicants, including fingerprinting. Please use the following link for more [information](https://iid.iowa.gov/regulated-individuals/insurance-producers/new-license).
Pending
April 09th, 2025
Effective:
April 09th, 2025
map-marker New York
New York Updated Excess & Surplus Lines Insurers List April 9, 2025
Posted April 9, 2025, New York added three companies to the Excess & Surplus lines (E&S) insurers list. This list is maintained by the Excess Line Association of New York (ELANY). Please see the attachment for more information.
Effective
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