Regulatory Updates

The world of insurance compliance regulation is ever-changing. But that’s no reason to fret. Keep up with regulatory updates here in our live feed. With relevant changes to licensing, appointments, continuing education rules, and more, you can take a proactive approach to maintaining your organization’s compliance requirements.

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Publication Date
jurisdictions
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March 07th, 2024
Effective:
March 07th, 2024
map-marker Alabama
Alabama Releases Predetermination Form
Alabama has released a Predetermination form for prospective Producers and Adjusters looking to be licensed in Alabama. This form would allow those who may have some sort of legal issue to submit that information before applying to help determine the “likeliness” of licensure. The online form can be found on www.aldoi.gov under Producer/Agents.
Effective
March 06th, 2024
Effective:
March 06th, 2024
map-marker Utah
Utah Issues Bulletin for Bail Bond Agencies
On March 6, 2024, Utah issued a bulletin for Bail Bond Agencies regarding license suspension rules. See attachment.
Effective
March 05th, 2024
Effective:
March 05th, 2024
map-marker California
California Issues Notice Regarding Requirement to Report Changes to Background Information
 On March 5, 2024, California issued a notice regarding the requirement to report changes in background information. See attachment.
Effective
March 05th, 2024
Effective:
May 24th, 2024
map-marker Arkansas
Arkansas 2024 Company Appointment Renewals for Insurance Producers
On March 5, 2024, Arkansas issued a bulletin identifying dates related to 2024 company appointment renewals for insurance producers. See attachment. 
Pending
March 01st, 2024
Effective:
March 01st, 2024
map-marker Utah
Utah Issues Bulletin Regarding Title Insurance Laws
On March 1, 2024, Utah issued a bulletin regarding the application of title insurance laws to affiliated title insurance businesses. See attachment.  
Effective
March 01st, 2024
Effective:
April 05th, 2024
map-marker New Jersey
New Jersey Has Posted Company Appointment Renewal Dates
Effective April 1, 2024, New Jersey company appointment renewal invoices will be available for payment through June 5, 2024. 
Pending
March 01st, 2024
Effective:
March 01st, 2024
map-marker Guam
Guam to Implement New Transaction Types to Process Designated Responsible Licensed Producer (DRLP) and Primary Name Change Updates
Effective April 1, 2024, Guam will Implement new transaction types to process designated responsible licensed producer (DRLP) and primary name change updates.
Pending
February 23rd, 2024
Effective:
July 05th, 2024
map-marker Vermont
Vermont Adding Annuity Training Requirement
Effective 7/5/2024, Vermont will add specific training requirements that apply to Resident and Non Resident producers who transact annuity products.
Pending
February 16th, 2024
Effective:
February 16th, 2024
map-marker Florida
Florida Issues Statement Regarding Online Proctored Exams
On February 15, 2024, Florida issued the following state regarding online proctored exams.
Effective
February 15th, 2024
Effective:
March 01st, 2024
map-marker California
California Issues Notice Regarding Investment Adviser Representative Continuing Education
On February 15, 2023, California issued a notice requesting comment regarding Continuing Education Requirements for Investment Adviser Representatives. See attachment for full details. 
Effective
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