Publication Date
2024-11-01
effective date
2024-11-01
jurisdiction
Colorado Division of Securities Quarterly Newsletter
The Colorado Division of Securities issued quarterly newsletter. Highlights are below:
- **Colorado Division is Approved to Offer IAR CE**
- The Division is offering in person on November 13 from 10 a.m. to 12 p.m.  This session qualifies for 2 CE credits.
- **Notice of Return to On-Site Field Examinations**
- The Colorado Division of Securities is resuming on-site examinations of investment adviser firms. To prepare for these examinations, firms are encouraged to utilize the Division’s resources.
- **Notice of Fee Changes**
- Starting November 1, 2024, licensing fees will be reduced: individual licensees will pay $14 annually, while firms will pay $65.
Please see the following link for more information - Quarterly Industry Newsletter
AgentSync Actions
Our compliance experts are constantly searching for and analyzing industry updates. Their findings are then recorded in the Regulatory Updates section of the Compliance Library to explain how the update impacts the insurance industry. If a change impacts an AgentSync product, this will be highlighted to inform you that the product is being updated to ensure you remain in compliance.
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This update has been reviewed by AgentSync compliance experts for industry impact and necessary automation in the AgentSync platform.
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