New Mexico
The State of New Mexico Regulation and Licensing Department Securities Division Issues Order for Authorization of Remote Audits
On December 6, 2023, New Mexico issued an order authorizing remote audits by Broker / Dealers of single agent branch offices in relation to 2024 annual audits.
- Annual on-site audits
- Books and records compliance examination
- Includes outside business activity audit
- Order will remain in effect until December 31, 2024.
Please see attachment for New Mexico for more information.
- Books and records compliance examination
- Includes outside business activity audit
- Order will remain in effect until December 31, 2024.
Please see attachment for New Mexico for more information.
AgentSync Actions
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Their findings are then recorded in the Regulatory Updates section of the Compliance
Library to explain how the update impacts the insurance industry. If a change
impacts an
AgentSync product, this will be highlighted to inform you that the product is being
updated to ensure you remain in compliance.
analyzed
pending
effective
This update has been reviewed by AgentSync compliance experts for industry impact and necessary automation in the AgentSync platform.
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General
analyzed
Our compliance experts have identified the update and analyzed it for impact on both the industry and AgentSync products.
pending
The time between the update's publication date and effective date.
effective
The date the update takes effect.
released
This means an AgentSync product was updated as a result of this change and the update is now live in our product(s).