Regulatory Updates
The world of insurance compliance regulation is ever-changing. But that’s no reason to fret. Keep up with regulatory updates here in our live feed. With relevant changes to licensing, appointments, continuing education rules, and more, you can take a proactive approach to maintaining your organization’s compliance requirements.
November 11th , 2022
Effective:
January 01st , 2022
January 01
N/A
FINRA Outlines Upcoming Registration and CE Changes
Effective Jan. 1, 2023, FINRA will adopt changes to the securities industry CE and registration rules. With this adoption, registered persons will need to complete a CE regulatory element be Dec. 31, annually.
Effective
November 11th , 2022
Effective:
November 11th , 2022
November 11
Kentucky
Update to Kentucky 2023 Appointment Renewal Dates
The correction received is that the appointment types to be renewed are Life, Health, Variable Annuity, and Other lines. The original post listed Property, Casualty, and 'Other' - this has been updated as well to reflect the correction.
Effective
November 11th , 2022
Effective:
January 02nd , 2023
January 02
Kansas
Kansas Sets 2022 Appointment Renewal Dates
The Kansas Appointment Renewal Dates will be January 2, 2023 – March 1, 2023. All appointments submitted after 12/31/2022 will be included in the 2024 renewal cycle.
Effective
November 11th , 2022
Effective:
December 09th , 2022
December 09
Rhode Island
New Process for Rhode Island Primary Name Updates
Beginning on December 9, 2022, Rhode Island will offer a new transaction type for individual and business entity primary name updates.
Effective
November 10th , 2022
Effective:
November 11th , 2022
November 11
Tennessee
Tennessee will be adding Crop Adjuster License Class to Renewals
Effective November 11, 2022, Tennessee will offer the Crop Adjuster license class for Resident Renewal, Nonresident Adjuster Renewal and No Home State Renewal
Effective
November 09th , 2022
Effective:
December 09th , 2022
December 09
Louisiana
Louisiana Adding Non Uniform Question for Claims Adjuster
Effective Dec. 9th, 2022, the Claim Adjuster (1074) and Claim Adjuster Agency (4374) license classes will require a new non uniform question.
Effective
November 09th , 2022
Effective:
January 01st , 2022
January 01
Kentucky
Kentucky Issues 2023 Company Appointment Renewals Dates
The invoice renewal period for Life, Health, Variable Annuity, and Other lines. is Jan. 6, 2023AM CST - March 31, 2023 3PM CST. The late renewal period is April 3, 2023 8AM CST - June 30, 2023 3PM CST. The termination deadlines is Jan. 1, 2023.
Effective
November 09th , 2022
Effective:
December 05th , 2022
December 05
Wyoming
Wyoming Publishes Memorandum on Surplus Lines Export List
With this publication of the Surplus Lines Export List, Wyoming requests feedback on the deletion or addition of what is on the current list. This feedback must be provided by Dec. 5th, 2022.
Effective
November 09th , 2022
Effective:
November 09th , 2022
November 09
Arkansas
Arkansas Clarifies Producers Best Interest Standards
The Commissioner issues the reminder that the best interest of the producer is outlined in Section 6 of Arkansas Rule number 82. Expand to view Section 6 in the original announcement.
Effective
November 08th , 2022
Effective:
November 18th , 2022
November 18
Kansas
Kansas Updates Resident License and No Home State Fingerprint Fee
On Nov. 18th, 2022, Kansas will decrease their fingerprint fee from $60 to $50 for Insurance Producers.
Effective
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analyzed
Our compliance experts have identified the update and analyzed it for impact on both the industry and AgentSync products.
pending
The time between the update's publication date and effective date.
effective
The date the update takes effect.
released
This means an AgentSync product was updated as a result of this change and the update is now live in our product(s).