Regulatory Updates
The world of insurance compliance regulation is ever-changing. But that’s no reason to fret. Keep up with regulatory updates here in our live feed. With relevant changes to licensing, appointments, continuing education rules, and more, you can take a proactive approach to maintaining your organization’s compliance requirements.
September 17th , 2024
Effective:
September 17th , 2024
September 17
Idaho
Idaho to Implement New Transaction Types to Process DRLP Changes
Effective September 17, 2024, Idaho implemented new transaction types to process Designated Responsible Licensed Producers (DRLP).
Pending
September 16th , 2024
Effective:
December 26th , 2024
December 26
N/A
FINRA Proposes Rule Change Form U4
Effective December 26, 2024, FINRA proposes a rule change to amend Form U4 by adding a new RSL question. The new question would require member firms to indicate whether a non-registered location identified on Form U4 as a private residence is an RSL, by responding “Yes” or “No”. Please see the attachment for more information.
Effective
September 16th , 2024
Effective:
September 13th , 2024
September 13
New Jersey
New Jersey to Implement New Transaction Types to Process DRLP Changes and Primary Name Updates
Effective September 13, 2024, New Jersey will implement new transaction types to process Designated Responsible Licensed Producer (DRLP) and Primary Name Change (Demographics) updates.
Pending
September 16th , 2024
Effective:
August 01st , 2024
August 01
Oklahoma
Oklahoma Decreased Producer Examination Fees
Effective August 1, 2024, Oklahoma decreased the Producer examination fees from $41.00 to $38.00.
Effective
September 11th , 2024
Effective:
January 22nd , 2025
January 22
Ohio
Ohio Training Requirements For Residents And Nonresidents For Pet Insurance Producers
Effective January 22, 2025, Ohio added training requirements for residents and nonresidents for pet insurance producers.
Effective
September 11th , 2024
Effective:
September 10th , 2024
September 10
Ohio
Ohio Revises Protocols for Superintendent’s License Actions and Penalties
Effective September 10, 2024, Ohio updated the verbiage for residents and nonresidents surrounding the Superintendent's steps before they deny, revoke, suspend, or refuse to issue a license, or impose any penalty. Please see the attachment for more information
Effective
September 10th , 2024
Effective:
September 09th , 2024
September 09
Louisiana
Louisiana Actives Catastrophe Adjuster Registrations For Francine
September 9, 2024, Louisiana Department of Insurance has activated catastrophe adjuster registrations in anticipation of Francine which is expected to make landfall in Louisiana on September 11, 2024. An insurer or their designee may file registrations using the Catastrophe Adjuster Registration Module in Industry Access on the LDI website. More information about catastrophe adjusters and instructions for the registration process can be found at the link below
Effective
September 10th , 2024
Effective:
September 30th , 2024
September 30
South Dakota
South Dakota Is Having A Public Hearing About CE’s
September 30, 2024, South Dakota is having a public hearing to consider the adoption and amendment of rules to clean up for overall improved clarity regarding continuing education. Please click the URL below for more information about signing up. Please see the attachment for more information about what rules are being reviewed.
Effective
September 09th , 2024
Effective:
September 09th , 2024
September 09
Nevada
Nevada Adjuster Business Rules
On September 6, 2024, the Nevada Division of Insurance indicated that it appears the business rule preventing nonresident adjuster license applicants from applying in Nevada when they hold a producer license in their home state is being applied in some cases where it should not be. Those who have a resident producer license in a state other than Nevada and don’t hold a nonresident producer license in Nevada, are eligible to apply for a nonresident adjuster license in Nevada. The state indicated they will file trouble tickets to resolve this issue. In the meantime, a manual application can be submitted using the following information.
Effective
September 06th , 2024
Effective:
September 06th , 2024
September 06
Louisiana
Louisiana Reminder for Title Insurers and Title Insurance Producers
On September 6, 2024, Louisiana posted a reminder for all title insurers and title insurance producers transacting business in Louisiana to be mindful of the requirements for Title 22. Please see the attachment for more information.
Effective
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analyzed
Our compliance experts have identified the update and analyzed it for impact on both the industry and AgentSync products.
pending
The time between the update's publication date and effective date.
effective
The date the update takes effect.
released
This means an AgentSync product was updated as a result of this change and the update is now live in our product(s).