Publication Date
2024-10-16
effective date
2024-10-16
jurisdiction
N/A
FINRA Fraudulent Emails
On October 14, 2024, FINRA posted a notification warning member firms of an ongoing phishing campaign that began around October 9, 2024, that involves fraudulent emails purporting to be from FINRA executives. These emails are not from FINRA, and firms should delete them and consider blocking their domains. For more information please use the link as follows. FINRA Notification
AgentSync Actions
Our compliance experts are constantly searching for and analyzing industry updates. Their findings are then recorded in the Regulatory Updates section of the Compliance Library to explain how the update impacts the insurance industry. If a change impacts an AgentSync product, this will be highlighted to inform you that the product is being updated to ensure you remain in compliance.
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This update has been reviewed by AgentSync compliance experts for industry impact and necessary automation in the AgentSync platform.
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