Regulatory Updates

The world of insurance compliance regulation is ever-changing. But that’s no reason to fret. Keep up with regulatory updates here in our live feed. With relevant changes to licensing, appointments, continuing education rules, and more, you can take a proactive approach to maintaining your organization’s compliance requirements.

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Publication Date
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February 07th, 2022
Effective:
February 28th, 2022
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NASAA Seeks Securities Industry Input

NASAA is undertaking a job analysis study for series 63, 65, and 66 Examination content. They invite all securities industry professionals to share in their expertise and participate in the survey. This must be completed by Feb 28, 2022 at 8PM EST.

Effective
February 07th, 2022
Effective:
February 07th, 2022
map-marker Wisconsin
Wisconsin Alerts Insurance Agents to the Dangers of Selling Certain Non-Insurance Investment Products

Licensed insurance agents may be targeted to sell unregistered securities to self directed retirement accounts. In some cases, agents may be told that these non-securities products do not need to be sold through a securities broker or a dealer. The selling of these products violate insurance law and put the license at risk.

Effective
February 04th, 2022
Effective:
February 04th, 2022
map-marker California
California Issues a Reminder to Update Background Information and Report Changes

California requires all licensees (residents and nonresidents) to report any changes in background information to CDI within 30 days of learning of the change.

Effective
February 03rd, 2022
Effective:
February 03rd, 2022
map-marker Alaska
Alaska Publishes its List of Surplus Lines Insurers

A list of eligible surplus insurers for the state of Alaska has been published.

Effective
January 28th, 2022
Effective:
January 28th, 2022
map-marker Oregon
Oregon Clarifies Their Nonresident Adjuster CE Requirements

This announcement aims to clarify the previous announcement that all Adjusters renewing their license in January 2022 need to obtain 24 hours of CE. It is made clear that OR is allowing for complete reciprocity with the adjuster's home or designated home state. This approval will happen automatically so there is no need to file for course approval.

Effective
January 28th, 2022
Effective:
April 01st, 2022
map-marker North Carolina
North Carolina to add Bail Bond License Classes to NIPR for Renewal

North Carolina is to begin offering Bail Bondsman License Classes for Individuals for resident licensing renewals. The licensing fee is $200/license and the renewal processing fee is $76/license.

Released
January 28th, 2022
Effective:
January 28th, 2022
map-marker Louisiana
Louisiana Offering a New CE Online Submission Method

Louisiana introduces the LDI Industry Access System (IAS) as the new online method to submit continuing education courses. Through the introduction of a new module, education providers can submit new course filings, submit course renewals, and report repeat course offering schedules for already approved courses.

Effective
January 28th, 2022
Effective:
February 14th, 2022
map-marker Arkansas
Arkansas finalizes their Pre-license Requirements Pertaining to Adjusters and Producers

Arkansas has finalized the required course of instruction requirements for adjusters and producers.

Effective
January 27th, 2022
Effective:
January 28th, 2022
map-marker Connecticut
Connecticut Line of Business Update for Risk Retention Group

Connecticut will add the Line of Business assignment of 'None' to the Company license class, Risk Retention Group. The following LOBs will no longer be assigned to the Risk Retention Group license class: Auto Liability (Bodily Injury and Physical Damage), Commercial Multiple Peril, Servicing Existing Business - No New or Renewal Business, and Liability Other than Auto (Bodily Injury and Property Damage. Note the state update for more detail.

Effective
January 27th, 2022
Effective:
January 27th, 2022
map-marker Mississippi
Mississippi Now Requiring Annuity Training for Both Residents and Nonresidents

Mississippi has updated its CE requirements for residents and nonresidents. Annuity training is required for both.

Effective
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