Publication Date
2024-09-04
effective date
2024-10-03
jurisdiction
N/A
NASAA Seeks Public Comment On Proposed Amendments
Posted September 3, 2024, NASAA is seeking public comment on proposed amendments to two NASAA model rules to support NASAA’s Exam Validity Extension Program (“EVEP”). The two NASAA model rules are: 

- The NASAA Model Rule: Examination Requirements for Broker-Dealer Agents
- The NASAA Model Rule: Examination Requirements for Investment Adviser Representatives
The Committee proposes to make minor clarifications to the rules. Please see the attached document for more information.

Comments on this proposal are due before October 3, 2024. Please email your comments to the NASAA Comments inbox (nasaacomments@nasaa.org),
cc: Andrew Hartnett ([andrew.hartnett@iid.iowa.gov](mailto:andrew.hartnett@iid.iowa.gov))
Natasha Hurt ([nhurt@nasaa.org](mailto:nhurt@nasaa.org))
AgentSync Actions
Our compliance experts are constantly searching for and analyzing industry updates. Their findings are then recorded in the Regulatory Updates section of the Compliance Library to explain how the update impacts the insurance industry. If a change impacts an AgentSync product, this will be highlighted to inform you that the product is being updated to ensure you remain in compliance.
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