Posted November 4, 2024, The North American Securities Administrators Association (NASAA) is seeking public comment on proposed amendments to the NASAA model rule on Dishonest or Unethical Business Practices Of Broker-Dealers And Agents. Comments are due on or before December 19, 2024. Please see the attachment for the proposed amendments. 

NASAA is only accepting comments by email. Please email your comments to the NASAA Comments inbox (nasaacomments@nasaa.org), cc: Amy Kopleton (KopletonA@dca.njoag.gov), and Jim Nix (jnix@ilsos.gov).

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