Posted January 2, 2025, FINRA posted a reminder about renewal fees of broker-dealer (BD) and investment adviser (IA) firms

• **Preliminary Statements**: Starting November 11, 2024, FINRA will post preliminary statements for BD and IA firms in E-Bill. These statements show any renewal fees for BD and IA registrations through the CRD and IARD programs.
• **Final Statement**: A final statement will be posted on January 2, 2025, to confirm and reconcile the actual renewal fees for BD and IA firms, branches, and individuals. The deadline to remit payment for any additional amounts owed and to report any discrepancies to FINRA is January 24, 2025. For more information, please use the following link - FINRA Notice

Our compliance experts are constantly searching for and analyzing industry updates. Their findings are then recorded in the Regulatory Updates section of the Compliance Library to explain how the update impacts the insurance industry. If a change impacts an AgentSync product, this will be highlighted to inform you that the product is being updated to ensure you remain in compliance.