Publication Date
2023-12-08
effective date
2023-12-08
jurisdiction
N/A
FINRA Posts Reminder about Annual Renewal Preliminary and Final Statement Deadline for Firms, SROs, States and Jurisdictions
On December 8, 2023, FINRA posted an update reminding Firms, Self Regulatory Organizations (SROs), States and Jurisdictions about Preliminary and Final Statement timeline and deadlines. Please see attachment for more information.
AgentSync Actions
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Library to explain how the update impacts the insurance industry. If a change
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updated to ensure you remain in compliance.
analyzed
pending
effective
This update has been reviewed by AgentSync compliance experts for industry impact and necessary automation in the AgentSync platform.
categories
FINRA
analyzed
Our compliance experts have identified the update and analyzed it for impact on both the industry and AgentSync products.
pending
The time between the update's publication date and effective date.
effective
The date the update takes effect.
released
This means an AgentSync product was updated as a result of this change and the update is now live in our product(s).