Publication Date
2024-11-07
effective date
2024-11-07
jurisdiction
N/A
FINRA 2025 and First Quarter of 2026 Report Filing Due Dates
Posted on November 5, 2024, FINRA posted a notice providing the due dates for:
- Annual Report
- Financial and Operational Combined Uniform Single (FOCUS)
- Form Custody
- Supplemental FOCUS Report
Filings are due in 2025 or the first quarter of 2026. FINRA reminds members that all filings they submit to FINRA must be made electronically through FINRA Gateway. Please see the link below for those dates - Notice-110524
- Annual Report
- Financial and Operational Combined Uniform Single (FOCUS)
- Form Custody
- Supplemental FOCUS Report
Filings are due in 2025 or the first quarter of 2026. FINRA reminds members that all filings they submit to FINRA must be made electronically through FINRA Gateway. Please see the link below for those dates - Notice-110524
AgentSync Actions
Our compliance experts are constantly searching for and analyzing industry updates.
Their findings are then recorded in the Regulatory Updates section of the Compliance
Library to explain how the update impacts the insurance industry. If a change
impacts an
AgentSync product, this will be highlighted to inform you that the product is being
updated to ensure you remain in compliance.
analyzed
pending
effective
This update has been reviewed by AgentSync compliance experts for industry impact and necessary automation in the AgentSync platform.
categories
FINRA
analyzed
Our compliance experts have identified the update and analyzed it for impact on both the industry and AgentSync products.
pending
The time between the update's publication date and effective date.
effective
The date the update takes effect.
released
This means an AgentSync product was updated as a result of this change and the update is now live in our product(s).