Publication Date
2025-08-18
effective date
2026-01-01
jurisdiction
N/A
FINRA Annual Renewal Process 2026
Posted August 15, 2025, FINRA released information about the annual renewal process for 2026. Firms are required to renew their registrations with FINRA, other self-regulatory organizations (SROs) and states/jurisdictions during the Annual Renewal Program, which begins in the fourth quarter of each year. 
Renewal fees are provided through two statements:
- The Preliminary Statement reflects registration information as of early to mid-November.
- The Final Statement reflects registration information as of Jan. 1.
For more information on the annual renewal process, visit FINRA 2026 Annual Renewal Program
AgentSync Actions
Our compliance experts are constantly searching for and analyzing industry updates. Their findings are then recorded in the Regulatory Updates section of the Compliance Library to explain how the update impacts the insurance industry. If a change impacts an AgentSync product, this will be highlighted to inform you that the product is being updated to ensure you remain in compliance.
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This update has been reviewed by AgentSync compliance experts for industry impact and necessary automation in the AgentSync platform.
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FINRA

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