Regulatory Updates
The world of insurance compliance regulation is ever-changing. But that’s no reason to fret. Keep up with regulatory updates here in our live feed. With relevant changes to licensing, appointments, continuing education rules, and more, you can take a proactive approach to maintaining your organization’s compliance requirements.
February 24th , 2022
Effective:
February 24th , 2022
February 24
New Mexico
New Mexico adopts ruling regarding Suitability in Annuity Transactions
New Mexico has reviewed the NOPR and the proposed replacement rules. The outcome of the review and proposed changes regarding suitability in annuity transactions are outlined in the state announcement attached in the expanded view.
Effective
February 22nd , 2022
Effective:
June 03rd , 2022
June 03
New Jersey
New Jersey Company Renewal Invoices will be Available for Payment
New Jersey announces the company appointment renewal invoices will be available for payment April 1, 2022 to June 3, 2022. The termination deadline is March 26th, 2022. On April 1, NIPR will display the invoice and a list of appointments for renewal.
Effective
February 17th , 2022
Effective:
February 17th , 2022
February 17
Maine
Maine Announces New Website and Procedural Changes
Maine has introduced a new website. With this introduction, they will no longer be mailing hard copy invoices to certain license prefix types.
Effective
February 16th , 2022
Effective:
March 25th , 2022
March 25
California
California – Adding Non-Uniform Questions
California is adding new Non-Uniform (State-specific) questions on March 25th, 2022 that will impact initial and renewal applicants for both individual and business entities and residents and nonresidents.
Effective
February 11th , 2022
Effective:
February 11th , 2022
February 11
Louisiana
Louisiana Provides Guidance Regarding Duties and Restrictions Placed on Public Adjusters
Louisiana outlines guidance for adjusters which includes limiting their authority of assisting insureds in first-party claims to avoid the unauthorized practice of law. Additionally, adjusters responsibilities and legal duties are further outlined.
Effective
February 11th , 2022
Effective:
March 31st , 2022
March 31
North Carolina
North Carolina Sends a Notice Regarding its Agent Appointment Renewals
For companies with active North Carolina appointments, the bill is now available to be paid via NIPR. This payment is due by March 31st. Companies that do not have active North Carolina appointments will not have an invoice for appointment renewal. North Carolina has posted instructions and FAQs on the website linked.
Effective
February 08th , 2022
Effective:
February 08th , 2022
February 08
Colorado
Colorado Releases an Update Related to the Middle Fork Fires
The bulletin informs insurance carriers and affected consumers of the Division of Insurances' position concerning the communication of certain coverage limits for the policy holders that files a claim in response to the fires.
Effective
February 07th , 2022
Effective:
February 28th , 2022
February 28
N/A
NASAA Seeks Securities Industry Input
NASAA is undertaking a job analysis study for series 63, 65, and 66 Examination content. They invite all securities industry professionals to share in their expertise and participate in the survey. This must be completed by Feb 28, 2022 at 8PM EST.
Effective
February 07th , 2022
Effective:
February 07th , 2022
February 07
Wisconsin
Wisconsin Alerts Insurance Agents to the Dangers of Selling Certain Non-Insurance Investment Products
Licensed insurance agents may be targeted to sell unregistered securities to self directed retirement accounts. In some cases, agents may be told that these non-securities products do not need to be sold through a securities broker or a dealer. The selling of these products violate insurance law and put the license at risk.
Effective
February 04th , 2022
Effective:
February 04th , 2022
February 04
California
California Issues a Reminder to Update Background Information and Report Changes
California requires all licensees (residents and nonresidents) to report any changes in background information to CDI within 30 days of learning of the change.
Effective
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analyzed
Our compliance experts have identified the update and analyzed it for impact on both the industry and AgentSync products.
pending
The time between the update's publication date and effective date.
effective
The date the update takes effect.
released
This means an AgentSync product was updated as a result of this change and the update is now live in our product(s).